Ackrell Capital, LLC is a registered broker/dealer with the U.S. Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation.  Among other services we provide, we provide the website www.ackrell.com and certain services in connection therewith (such website and services, the “Platform”) to facilitate investments in securities offered by issuers in private placements. 

As our customers use our services, we collect certain personal information. We understand that the confidentiality and security of our customers’ information is important, and we are committed to protecting the privacy of our customers’ information.

We collect non-public personal information about our customers from our correspondence with them (including e-mail, telephone and in-person correspondence), from questionnaires, applications and forms and documents provided to us, including those provided through the Platform, and from customer transactions or agreements with us, our affiliates or third parties.

To help the government fight the funding of terrorism and money laundering activities, federal law requires all financial institutions to obtain, verify and record information that identifies each customer to which we provide services. When our customers engage our services, we will ask for information and documentation to confirm the identity of our customers.

We only collect the customer information we determine we need. We limit the collection of information about our customers to what we need to know to provide customer services, to offer new products and services and to fulfill legal and regulatory requirements.

We do not sell or trade our customer data to outside entities.  We do not disclose any non-public personal information about our customers to anyone, except as permitted by law.  We may provide our customers’ non-public personal information to our representatives, employees and independent contractors and to outside entities that assist us in providing services who need to know the information so we can provide services to our customers, as permitted by law. We also maintain physical, electronic and procedural safeguards to guard our customers’ non-public personal information.

We reserve the right to disclose or report personal information in those circumstances where we believe that disclosure is required under law, to cooperate with regulators or law enforcement authorities, to perform necessary credit checks or collect or report debts owed to us, to protect our rights or property, or to otherwise process or service our customers’ accounts or transactions made at the request of our customers.

We may share our customers’ non-public personal information with our affiliates for business purposes, such as servicing customer accounts and informing customers about new products and services, as permitted by applicable law. Our affiliates are companies related to Ackrell Capital, LLC by common ownership or control.

Customers may opt-out of certain disclosures of non-public personal information to non-affiliated third parties by giving us notice in writing or by calling (415) 995-2000, extension 20.

We may update this Privacy Policy from time to time.

This Privacy Policy was last updated on December 31, 2018.